⏱ 49 days until the June 3, 2026 Reg S-P deadline

Is Your RIA Ready for the June 3 Reg S-P Deadline?

Find out exactly where your firm stands against the SEC's amended Regulation S-P requirements — in 10 minutes, for free. 20 questions. Instant scored report. No sales call required.

Built by a CFA charterholder + OSCP certified penetration tester. Designed for solo and small RIAs under $1.5B AUM.

What you'll get

✓ A score out of 100 across the five required Reg S-P elements
✓ Traffic-light breakdown per category (Green / Yellow / Red)
✓ Specific gap identification — not generic advice, actual findings
✓ A prioritized next step based on your score

The five sections covered

#	Required Element	Questions
1	Written Incident Response Program	4
2	Customer Notification Procedures	4
3	Vendor Oversight	4
4	Customer Data Protection	4
5	Audit-Ready Recordkeeping	4
	Total	20

Get your Reg S-P readiness score

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